Self-regulatory organizations

Results: 6954



#Item
271ACT / U.S. Securities and Exchange Commission / Self-regulatory organizations / Direct Edge / Economy of the United States / BATS Global Markets

Microsoft Word - Non-Member_Clearing_Firm_Information_Document.doc

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-04-15 11:46:24
272United States securities law / Financial economics / NYSE Arca / Consolidated Tape Association / New York Stock Exchange / Economy of the United States / Investment / Securities Exchange Act / Euronext / NYSE Euronext / Financial markets / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEARCAMay 7, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Ame

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Source URL: www.sec.gov

Language: English - Date: 2015-05-08 04:04:49
273Finance / Self-regulatory organizations / Municipal Securities Rulemaking Board / United States securities law / Securities / Municipal bond / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Security / Financial economics / Economics / Business

Municipal Advisor Representative Qualification Examination (Series 50) CONTENT OUTLINE Municipal Advisor Representative

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Source URL: www.msrb.org

Language: English - Date: 2015-04-22 09:50:49
274United States / Securities Exchange Act / U.S. Securities and Exchange Commission / New York Stock Exchange / NASDAQ / New York City / Economy of the United States / United States securities law / NYSE Arca

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 30, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 10:20:14
275Finance / Order / Securities Exchange Act / International Securities Exchange / NYSE Arca / Stock market / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXApril 17, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-04-17 13:14:29
276Finance / Business / Financial economics / Municipal Securities Rulemaking Board / Late-2000s financial crisis / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Security / Dodd–Frank Wall Street Reform and Consumer Protection Act / Self-regulatory organizations / Financial regulation / United States securities law

MSRB NOTICEJANUARY 17, 2013) REQUEST FOR COMMENT ON MORE CONTEMPORANEOUS TRADE PRICE INFORMATION THROUGH A NEW CENTRAL TRANSPARENCY PLATFORM The Municipal Securities Rulemaking Board (“MSRB”) is seeking com

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Source URL: www.sec.gov

Language: English - Date: 2015-03-24 06:39:29
277Long-distance trails in the United States / Boundary Waters Canoe Area Wilderness / Superior National Forest / Appalachian Trail / Trail / Geography of the United States / Protected areas of the United States / United States

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-C2April 15, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Propos

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Source URL: www.sec.gov

Language: English - Date: 2015-04-15 20:11:36
278Finance / Order / Auction / Short / Chicago Board Options Exchange / Exchange-traded fund / Algorithmic trading / Solicitation / Exercise / Financial economics / Investment / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxApril 16, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Amendment No. 2 and Designation of Longer Period

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 18:32:24
279Financial system / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress / Bonds / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / New York Stock Exchange / Financial economics / Stock market / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEApril 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action

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Source URL: www.sec.gov

Language: English - Date: 2015-04-06 16:14:36
280Economy of the United States / Financial regulation / Securities Exchange Act / United States / NASDAQ / U.S. Securities and Exchange Commission / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 2, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2015-04-03 06:15:09
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